Personalized Service
We provide personalized service to our clients backed by federally chartered banking partners with extensive capital and liquidity on their balance sheets. Clients receive one point of contact for all their financial services needs with additional support provided by our team and through our platform.
Cash Management
Our cash management platform includes access to high yield money market accounts*, the ability to conduct foreign currency transactions, fully Insured Cash Sweep (ICS) Sweep Products✝, U.S. treasuries, and other short term investment products. We also offer same day liquidity with no limits on account balances or number of accounts.
Extensive Balance Sheets
Through our network of federally chartered banking partners, clients have access to extensive balance sheets with excess deposits and sweeps held on the balance sheet of our FDIC insured banking partners.
Competitive Pricing
Our strategic partners offer El Capitan clients access to institutional level services, competitive fees, investment management, custody, execution, and high yields money market accounts for funds maintained in your accounts.
Investment Management
and Financial Planning
We engaged one of the most respected and recognized investment management firms in the industry. With access to this partner, El Capitan clients receive institutional level investment management services, including financial planning, tax planning advice, global research and high-touch, high quality service.
International Money Movement
Clients can provide instruction for the transfer of funds internationally through our proprietary client portal and our banking partners using wire transfer, ACH, or SWIFT. Our strategic partnerships allow our clients to access domestic and international exchanges.
Escrow / M&A / Fund Management
Escrow services provided through our strategic partners are available for real estate transactions, M&A, investor fund deployment, and fund management strategies.
Deal Flow
We, and our affiliated strategic partner, provide clients access to institutional level deal flow—both public and private, domestic and international. Checks sizes range from $500,000 to $1 billion+.
Compliance and Technology
Compliance and technology are critical components of El Capitan Advisors' foundation. El Capitan uses technology to assist in client onboarding, ensuring we meet existing anti-money laundering requirements and that we know our customers ("KYC") regardless of whether they reside in the U.S. or in another country. We have developed a proprietary client portal that allows clients to integrate their banking, investment, reporting, and related partnerships for a seamless money management experience. Because we control our own API and technology "stack," El Capitan and its clients can integrate with most external platforms. El Capitan also understands the challenges fintech companies face in obtaining access to financial services and can assist these innovative companies obtain the services they need to successfully operate and grow their businesses.
Affiliated Broker Dealer1
Knowing the difference that a high-quality broker-dealer can make, El Capitan has established a relationship with an affiliated broker dealer that can provide clients with full custody and execution services globally.
1 Brokerage products are provided through El Capitan Advisors, Inc.'s affiliated FINRA member broker dealer, JBH Financial, Inc. and other third-party broker dealers. Broker dealers are not FDIC insured, there is no bank guarantee, and such products may lose value. Custodial, clearing, and execution services may be provided by RBC Capital Markets, LLC, an unaffiliated third party.
* The yield on money market funds is not guaranteed and is subject to change at any time. The yield is based on the current interest rate environment and may fluctuate based on the changes in market conditions. Past performance is not indicative of future results. Investors should carefully read the money market fund prospectus prior to investing and consider the investment objectives, risks, charges, and expenses of the money market fund before investing. Money market funds are not insured or guaranteed by the Federal Deposit Insurance Corporation (FDIC) or any other government agency. Although the fund seeks to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in a money market fund.
✝ El Capitan Advisors, Inc. is not a bank and is not FDIC insured; however, certain accounts opened and held with El Capitan may be eligible for FDIC insurance and considered deposits and obligations of the bank at which El Capitan maintains its clients' accounts and with which El Capitan maintains a banking relationship, including partner banks that provide access to the Insured Cash Sweep (ICS) and are members of the IntrafiSM network.